{"id":46649,"date":"2025-09-04T02:53:54","date_gmt":"2025-09-03T19:53:54","guid":{"rendered":"https:\/\/hbbgroup.net\/loc-troi-chung-khoan-quoc-gia-bi-phat-vi-vi-pham-cong-bo-thong-tin\/"},"modified":"2025-09-04T02:53:54","modified_gmt":"2025-09-03T19:53:54","slug":"loc-troi-chung-khoan-quoc-gia-bi-phat-vi-vi-pham-cong-bo-thong-tin","status":"publish","type":"post","link":"https:\/\/hbbgroup.net\/zh\/loc-troi-chung-khoan-quoc-gia-bi-phat-vi-vi-pham-cong-bo-thong-tin\/","title":{"rendered":"L\u1ed9c Tr\u1eddi, Ch\u1ee9ng kho\u00e1n Qu\u1ed1c gia b\u1ecb ph\u1ea1t v\u00ec vi ph\u1ea1m c\u00f4ng b\u1ed1 th\u00f4ng tin"},"content":{"rendered":"
\n

\u1ee6y ban Ch\u1ee9ng kho\u00e1n<\/a> Nh\u00e0 n\u01b0\u1edbc (UBCKNN) v\u1eeba ban h\u00e0nh h\u00e0ng lo\u1ea1t quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n.<\/p>\n

C\u00f4ng ty c\u1ed5 ph\u1ea7n T\u1eadp \u0111o\u00e0n L\u1ed9c Tr\u1eddi (m\u00e3 ch\u1ee9ng kho\u00e1n: LTG) b\u1ecb ph\u1ea1t t\u1ed5ng c\u1ed9ng 210 tri\u1ec7u \u0111\u1ed3ng v\u00e0 bu\u1ed9c h\u1ee7y b\u1ecf th\u00f4ng tin ho\u1eb7c c\u1ea3i ch\u00ednh th\u00f4ng tin theo quy \u0111\u1ecbnh \u0111\u1ed1i v\u1edbi h\u00e0nh vi c\u00f4ng b\u1ed1 th\u00f4ng tin sai l\u1ec7ch.<\/p>\n

C\u1ee5 th\u1ec3, L\u1ed9c Tr\u1eddi b\u1ecb ph\u1ea1t 85 tri\u1ec7u \u0111\u1ed3ng v\u00ec kh\u00f4ng c\u00f4ng b\u1ed1 \u0111\u1ed1i v\u1edbi th\u00f4ng tin ph\u1ea3i c\u00f4ng b\u1ed1 nh\u01b0 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh<\/a> ri\u00eang v\u00e0 h\u1ee3p nh\u1ea5t m\u1ed9t s\u1ed1 k\u1ef3 trong n\u0103m 2024-2025, b\u00e1o c\u00e1o th\u01b0\u1eddng ni\u00ean n\u0103m 2024; c\u00f4ng b\u1ed1 th\u00f4ng tin kh\u00f4ng \u0111\u00fang th\u1eddi h\u1ea1n theo quy \u0111\u1ecbnh tr\u00ean h\u1ec7 th\u1ed1ng c\u00f4ng b\u1ed1 th\u00f4ng tin c\u1ee7a UBCKNN, trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a HNX v\u00e0 c\u1ee7a c\u00f4ng ty \u0111\u1ed1i v\u1edbi b\u00e1o c\u00e1o t\u00ecnh h\u00ecnh qu\u1ea3n tr\u1ecb n\u0103m 2024 b\u1eb1ng ti\u1ebfng Anh.<\/p>\n

C\u00f4ng ty c\u0169ng b\u1ecb ph\u1ea1t 125 tri\u1ec7u \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi h\u00e0nh vi c\u00f4ng b\u1ed1 th\u00f4ng tin sai l\u1ec7ch. Theo \u0111\u00f3, c\u00f4ng ty c\u00f4ng b\u1ed1 th\u00f4ng tin sai l\u1ec7ch ch\u1ec9 ti\u00eau l\u1ee3i nhu\u1eadn sau thu\u1ebf n\u0103m 2023 tr\u00ean b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1ee3p nh\u1ea5t qu\u00fd IV\/2023 l\u00e0 265 t\u1ef7 \u0111\u1ed3ng nh\u01b0ng tr\u00ean b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1ee3p nh\u1ea5t c\u00f9ng n\u0103m \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n l\u1ea1i g\u1ea7n 16,5 t\u1ef7 \u0111\u1ed3ng.<\/p>\n

\"L\u1ed9c
\n

Nhi\u1ec1u doanh nghi\u1ec7p b\u1ecb ph\u1ea1t ti\u1ec1n v\u00ec vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n (\u1ea2nh minh h\u1ecda: M\u1ea1nh Qu\u00e2n).<\/p>\n<\/figcaption><\/figure>\n

Hay C\u00f4ng ty c\u1ed5 ph\u1ea7n Ch\u1ee9ng kho\u00e1n Qu\u1ed1c gia b\u1ecb ph\u1ea1t t\u1ed5ng c\u1ed9ng h\u01a1n 897,5 tri\u1ec7u \u0111\u1ed3ng li\u00ean quan \u0111\u1ebfn c\u00e1c vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n.<\/p>\n

C\u1ee5 th\u1ec3, c\u00f4ng ty b\u1ecb ph\u1ea1t 125 tri\u1ec7u \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi h\u00e0nh vi vi ph\u1ea1m quy \u0111\u1ecbnh v\u1ec1 nh\u1eadn l\u1ec7nh v\u00e0 th\u1ef1c hi\u1ec7n l\u1ec7nh giao d\u1ecbch c\u1ee7a kh\u00e1ch h\u00e0ng theo quy \u0111\u1ecbnh. \u0110\u1ed1i v\u1edbi h\u00e0nh vi cho kh\u00e1ch h\u00e0ng th\u1ef1c hi\u1ec7n giao d\u1ecbch k\u00fd qu\u1ef9 v\u01b0\u1ee3t qu\u00e1 s\u1ee9c mua hi\u1ec7n c\u00f3 tr\u00ean t\u00e0i kho\u1ea3n giao d\u1ecbch k\u00fd qu\u1ef9 c\u1ee7a kh\u00e1ch h\u00e0ng, c\u00f4ng ty c\u0169ng b\u1ecb ph\u1ea1t 112,5 tri\u1ec7u \u0111\u1ed3ng.<\/p>\n

\u0110\u1ed3ng th\u1eddi, doanh nghi\u1ec7p<\/a> c\u00f2n b\u1ecb ph\u1ea1t 175 tri\u1ec7u \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi h\u00e0nh vi kh\u00f4ng th\u1ef1c hi\u1ec7n qu\u1ea3n l\u00fd t\u00e1ch bi\u1ec7t t\u00e0i s\u1ea3n c\u1ee7a kh\u00e1ch h\u00e0ng v\u1edbi t\u00e0i s\u1ea3n c\u1ee7a c\u00f4ng ty ch\u1ee9ng kho\u00e1n theo quy \u0111\u1ecbnh; b\u1ecb ph\u1ea1t 175 tri\u1ec7u \u0111\u1ed3ng v\u1ec1 h\u00e0nh vi vi ph\u1ea1m quy \u0111\u1ecbnh h\u1ea1n ch\u1ebf cho vay; b\u1ecb ph\u1ea1t 85 tri\u1ec7u \u0111\u1ed3ng do kh\u00f4ng c\u00f4ng b\u1ed1 \u0111\u1ed1i v\u1edbi th\u00f4ng tin ph\u1ea3i c\u00f4ng b\u1ed1 theo quy \u0111\u1ecbnh.<\/p>\n

Cu\u1ed1i c\u00f9ng, c\u00f4ng ty b\u1ecb ph\u1ea1t 225 tri\u1ec7u \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi h\u00e0nh vi kh\u00f4ng \u0111\u1ea3m b\u1ea3o c\u00e1c th\u00f4ng tin trong h\u1ed3 s\u01a1 ch\u00e0o b\u00e1n ho\u1eb7c ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb c\u00f3 \u0111\u1ea7y \u0111\u1ee7 c\u00e1c n\u1ed9i dung theo quy \u0111\u1ecbnh ph\u1ea3i c\u00f3 trong h\u1ed3 s\u01a1.<\/p>\n

UBCKNN c\u0169ng ph\u1ea1t 92,5 tri\u1ec7u \u0111\u1ed3ng v\u1edbi C\u00f4ng ty c\u1ed5 ph\u1ea7n C\u00f4ng tr\u00ecnh giao th\u00f4ng T\u1ec9nh B\u00e0 R\u1ecba – V\u0169ng T\u00e0u do kh\u00f4ng c\u00f4ng b\u1ed1 \u0111\u1ed1i v\u1edbi th\u00f4ng tin ph\u1ea3i c\u00f4ng b\u1ed1 theo quy \u0111\u1ecbnh.<\/p>\n

C\u1ee5 th\u1ec3, t\u1eeb n\u0103m 2021 \u0111\u1ebfn n\u0103m 2024, c\u00f4ng ty \u0111\u00e3 kh\u00f4ng c\u00f4ng b\u1ed1 th\u00f4ng tin \u0111\u1ebfn UBCKNN c\u00e1c t\u00e0i li\u1ec7u nh\u01b0 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh n\u0103m \u0111\u00e3 \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n, b\u00e1o c\u00e1o t\u00ecnh h\u00ecnh qu\u1ea3n tr\u1ecb c\u00f4ng ty, b\u00e1o c\u00e1o t\u00ecnh h\u00ecnh qu\u1ea3n tr\u1ecb c\u00f4ng ty b\u00e1n ni\u00ean, b\u00e1o c\u00e1o th\u01b0\u1eddng ni\u00ean, t\u00e0i li\u1ec7u h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean.<\/p>\n<\/div>","protected":false},"excerpt":{"rendered":"

\u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCKNN) v\u1eeba ban h\u00e0nh h\u00e0ng lo\u1ea1t quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh […]<\/p>","protected":false},"author":1,"featured_media":46650,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[94],"tags":[],"class_list":["post-46649","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-tin-tuc-trong-nuoc"],"acf":[],"_links":{"self":[{"href":"https:\/\/hbbgroup.net\/zh\/wp-json\/wp\/v2\/posts\/46649","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/hbbgroup.net\/zh\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/hbbgroup.net\/zh\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/hbbgroup.net\/zh\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/hbbgroup.net\/zh\/wp-json\/wp\/v2\/comments?post=46649"}],"version-history":[{"count":0,"href":"https:\/\/hbbgroup.net\/zh\/wp-json\/wp\/v2\/posts\/46649\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/hbbgroup.net\/zh\/wp-json\/wp\/v2\/media\/46650"}],"wp:attachment":[{"href":"https:\/\/hbbgroup.net\/zh\/wp-json\/wp\/v2\/media?parent=46649"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/hbbgroup.net\/zh\/wp-json\/wp\/v2\/categories?post=46649"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/hbbgroup.net\/zh\/wp-json\/wp\/v2\/tags?post=46649"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}