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    "date": "2026-04-19T06:37:26",
    "date_gmt": "2026-04-18T23:37:26",
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    "title": {
        "rendered": "N\u00f3ng: Khuy\u00ean mua b\u00e1n, n\u1eafm gi\u1eef ch\u1ee9ng kho\u00e1n khi ch\u01b0a \u0111\u01b0\u1ee3c c\u1ea5p ph\u00e9p s\u1ebd b\u1ecb x\u1eed l\u00fd nghi\u00eam"
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        "rendered": "<div data-role=\"content\" id=\"mainContent\"><figcaption> <\/figcaption><p>  Theo Th\u00f4ng tin Ch\u00ednh Ph\u1ee7, hi\u1ec7n tr\u00ean c\u00e1c n\u1ec1n t\u1ea3ng m\u1ea1ng x\u00e3 h\u1ed9i xu\u1ea5t hi\u1ec7n m\u1ed9t s\u1ed1 t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n th\u1ef1c hi\u1ec7n ph\u00e2n t\u00edch v\u1ec1 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n, ph\u00e2n t\u00edch k\u1ef9 thu\u1eadt c\u00e1c ch\u1ec9 b\u00e1o, \u0111\u01b0a ra c\u00e1c khuy\u1ebfn ngh\u1ecb li\u00ean quan \u0111\u1ebfn mua, b\u00e1n, n\u1eafm gi\u1eef c\u1ed5 phi\u1ebfu\u2026 <\/p>\n<p>  C\u00e1c t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n n\u00e0y kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty ch\u1ee9ng kho\u00e1n, c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n, kh\u00f4ng \u0111\u01b0\u1ee3c \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc (UBCKNN) c\u1ea5p ph\u00e9p th\u1ef1c hi\u1ec7n nghi\u1ec7p v\u1ee5 t\u01b0 v\u1ea5n \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n, kh\u00f4ng ho\u1ea1t \u0111\u1ed9ng trong ph\u1ea1m vi u\u1ef7 quy\u1ec1n c\u1ee7a c\u00f4ng ty ch\u1ee9ng kho\u00e1n, c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n. C\u00e1c t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n th\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng kinh doanh, cung c\u1ea5p d\u1ecbch v\u1ee5 ch\u1ee9ng kho\u00e1n khi ch\u01b0a \u0111\u01b0\u1ee3c UBCKNN c\u1ea5p gi\u1ea5y ph\u00e9p l\u00e0 h\u00e0nh vi b\u1ecb nghi\u00eam c\u1ea5m theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 4 \u0110i\u1ec1u 12 Lu\u1eadt Ch\u1ee9ng kho\u00e1n. <\/p>\n<p>  C\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u01b0\u1ee3c khuy\u1ebfn c\u00e1o c\u1ea7n c\u1ea9n tr\u1ecdng khi tham gia \u0111\u1ea7u t\u01b0 theo c\u00e1c ngu\u1ed3n th\u00f4ng tin tr\u00ean kh\u00f4ng gian m\u1ea1ng, tr\u00e1nh b\u1ecb l\u00f4i k\u00e9o tham gia \u0111\u1ea7u t\u01b0 t\u1eeb c\u00e1c th\u00f4ng tin thi\u1ebfu ki\u1ec3m ch\u1ee9ng tr\u00ean m\u1ea1ng x\u00e3 h\u1ed9i, h\u1ed9i nh\u00f3m. <\/p>\n<p>  C\u00e1c t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n c\u00f3 h\u00e0nh vi \u0111\u01b0a ra b\u00e1o c\u00e1o ph\u00e2n t\u00edch v\u00e0 khuy\u1ebfn ngh\u1ecb mua, b\u00e1n, n\u1eafm gi\u1eef ch\u1ee9ng kho\u00e1n cho nh\u00e0 \u0111\u1ea7u t\u01b0 khi ch\u01b0a \u0111\u01b0\u1ee3c UBCKNN c\u1ea5p gi\u1ea5y ph\u00e9p s\u1ebd b\u1ecb x\u1eed l\u00fd nghi\u00eam theo quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt. <\/p>\n<p>  Tr\u01b0\u1edbc \u0111\u00f3, ng\u00e0y 17\/4\/2026, c\u0103n c\u1ee9 k\u1ebft qu\u1ea3 gi\u00e1m s\u00e1t, ph\u1ed1i h\u1ee3p v\u1edbi C\u1ee5c An ninh m\u1ea1ng v\u00e0 ph\u00f2ng ch\u1ed1ng t\u1ed9i ph\u1ea1m s\u1eed d\u1ee5ng c\u00f4ng ngh\u1ec7 cao, Thanh tra Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc ban h\u00e0nh Quy\u1ebft \u0111\u1ecbnh v\u1ec1 vi\u1ec7c x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n \u0111\u1ed1i v\u1edbi C\u00f4ng ty c\u1ed5 ph\u1ea7n \u0110\u1ea7u t\u01b0 ITP (\u0110\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh: 214\/47 Nguy\u1ec5n Oanh, Ph\u01b0\u1eddng G\u00f2 V\u1ea5p, TP. H\u1ed3 Ch\u00ed Minh). <\/p>\n<p>  C\u1ee5 th\u1ec3, \u0110\u1ea7u t\u01b0 ITP b\u1ecb ph\u1ea1t 225 tri\u1ec7u \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi h\u00e0nh vi th\u1ef1c hi\u1ec7n nghi\u1ec7p v\u1ee5 kinh doanh ch\u1ee9ng kho\u00e1n khi ch\u01b0a \u0111\u01b0\u1ee3c U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc c\u1ea5p gi\u1ea5y ph\u00e9p. Trong kho\u1ea3ng th\u1eddi gian t\u1eeb 01\/12\/2025 \u0111\u1ebfn 01\/4\/2026, C\u00f4ng ty c\u1ed5 ph\u1ea7n \u0110\u1ea7u t\u01b0 ITP \u0111\u00e3 \u0111\u0103ng t\u1ea3i tr\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u00e1c b\u00e1o c\u00e1o ph\u00e2n t\u00edch c\u00e1c m\u00e3 c\u1ed5 phi\u1ebfu trong \u0111\u00f3 ph\u00e2n t\u00edch v\u1ec1 t\u00ecnh tr\u1ea1ng ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p, \u0111\u01b0a ra khuy\u1ebfn ngh\u1ecb mua, b\u00e1n, n\u1eafm gi\u1eef ch\u1ee9ng kho\u00e1n cho kh\u00e1ch h\u00e0ng l\u00e0 th\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng t\u01b0 v\u1ea5n \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 32 \u0110i\u1ec1u 4 Lu\u1eadt Ch\u1ee9ng kho\u00e1n. C\u00f4ng ty c\u1ed5 ph\u1ea7n \u0110\u1ea7u t\u01b0 ITP kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty ch\u1ee9ng kho\u00e1n, kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty qu\u1ea3n l\u00fd qu\u1ef9 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n, kh\u00f4ng \u0111\u01b0\u1ee3c UBCKNN c\u1ea5p gi\u1ea5y ph\u00e9p th\u00e0nh l\u1eadp v\u00e0 ho\u1ea1t \u0111\u1ed9ng. Vi\u1ec7c C\u00f4ng ty c\u1ed5 ph\u1ea7n \u0110\u1ea7u t\u01b0 ITP th\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng t\u01b0 v\u1ea5n \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n khi ch\u01b0a \u0111\u01b0\u1ee3c UBCKNN c\u1ea5p gi\u1ea5y ph\u00e9p l\u00e0 vi ph\u1ea1m quy \u0111\u1ecbnh. <\/p>\n<p>  C\u00f4ng ty c\u0169ng b\u1ecb \u00e1p d\u1ee5ng c\u00e1c bi\u1ec7n ph\u00e1p ph\u00f2ng ng\u1eeba, ng\u0103n ch\u1eb7n vi ph\u1ea1m ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n g\u1ed3m (1) C\u1ea5m ch\u00e0o b\u00e1n, ph\u00e1t h\u00e0nh ch\u1ee9ng kho\u00e1n c\u00f3 th\u1eddi h\u1ea1n 02 n\u0103m, k\u1ec3 t\u1eeb ng\u00e0y 22\/4\/2026; (2) c\u1ea5m ni\u00eam y\u1ebft, \u0111\u0103ng k\u00fd giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u00f3 th\u1eddi h\u1ea1n 02 n\u0103m, k\u1ec3 t\u1eeb ng\u00e0y 22\/4\/2026; (3) c\u1ea5m ho\u1ea1t \u0111\u1ed9ng kinh doanh, cung c\u1ea5p d\u1ecbch v\u1ee5 v\u1ec1 ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n, ho\u1ea1t \u0111\u1ed9ng \u0111\u0103ng k\u00fd, l\u01b0u k\u00fd, b\u00f9 tr\u1eeb v\u00e0 thanh to\u00e1n giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u00f3 th\u1eddi h\u1ea1n 02 n\u0103m, k\u1ec3 t\u1eeb ng\u00e0y 22\/4\/2026; (4) c\u1ea5m giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u00f3 th\u1eddi h\u1ea1n 02 n\u0103m, k\u1ec3 t\u1eeb ng\u00e0y 22\/4\/2026. <\/p>\n<\/p><\/div>",
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